Scivantage Professional™

Scivantage Professional™ is an integrated wealth management workstation that brings together mission critical tools and resources to help brokers and financial advisors successfully manage their book, make critical decisions and grow their business.  From trading, cost basis reporting and financial planning to automated account opening, maintenance and funding, Scivantage Professional offers a full suite of powerful applications that support the workflow of today's financial professional.

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Key Advantages

• Attract, retain and empower financial advisors by providing tools that help them effectively manage their book and close more business
• Web-based workstation that is secure, reliable and 100% accessible – anytime, anywhere
• Automation of key business and advisory tasks reduces risks, improves productivity and increases client satisfaction
• Access to real-time, accurate information allows advisors to provide more timely and complete advice
• Workflow-focused design allows advisors to work more efficiently – spending more time with their best clients and prospects
• Compatible with all major and proprietary back office systems, with out-of-the-box integration to Thomson Reuters BETA Systems, Broadridge, Pershing and National Financial

Turnkey Solution

Compatible with all major and proprietary back office systems, with out-of-the-box integration to Thomson Reuters Beta Systems, Broadridge, Pershing and National Financial.

Modular design offers flexibility and seamless integration options with existing systems and third-party content and application providers.

Trade Processing

Comprehensive order entry and trade processing capabilities.

Supports trading of equities, mutual funds, ETFs and options.

Block Trading with pre- and post trade account allocation.

Complex options trading and advanced equities trading strategies including: Multi-leg options strategies; Contingent Orders; Trailing Stops; One-Triggers-Another; One-Cancels Another and more.

Automated Trade Review rules engine automatically reviews trades based on defined trading rules prior to trade submission—trades not meeting rules criteria can be sent to the integrated Review and Release application.

Account Management & Advisor Book

Real-Time access to balances, positions, account activity and order status.

Advisor Book capabilities enables advisors to effectively manage their book of business, including configurable reports, advanced searching, book holdings and aggregate views.

Consolidation and display of accounts held outside of primary back office.

Other Features

Comprehensive money movement options.

Electronic delivery of trade confirms, statements and 1099 forms.

Account Grouping feature allows advisor to group accounts and use in account access and trading applications.

Power Search enables comprehensive query capabilities across an advisor's entire book.

Account Opening & Maintenance

Automated account opening and maintenance application offers advisors real-time account establishment and management of brokerage and non-brokerage accounts.

Trade Processing

Comprehensive order entry and processing application that supports trading of stocks, mutual funds, ETFs and options—advanced and premium trading tools are also available.

Advanced Trading: Block Orders

Available as a premium service of Scivantage Trade Processing, Block Orders simplifies the process of entering trades into client accounts, or groups of accounts, from a single order entry session.

Advanced Trading: Conditional Orders

Available as a premium service of Scivantage Trade Processing, Conditional Orders automates the submission and cancellation of trade orders for advisors when pre-set criteria are met.

Advanced Trading: Complex Options

Available as a premium service of Scivantage Trade Processing, Complex Options order entry allows advisors to trade a variety of equity option strategies including spreads, straddles, covered calls, strangles and other multiple legged option strategies.

Electronic Money Movement

Real-time account funding application that automates the cash transfer process between financial institutions providing a more efficient, easier way to move money between bank and brokerage accounts.

Automated Trade Review

Automated decision processing through a real-time, dynamic and configurable rules engine that automates the process of pre-trade review and approval, order routing and exception processing.

Cost Basis & Portfolio Reporting (via Scivantage Maxit^™)

Automated cost basis reporting and real-time, tax-based investment decision support to help advisors track capital gains, generate Schedule D for tax filing and improve investment tax decisions.

Account Management & Advisor Book

Account and advisor book management application that provides immediate access to critical account information, as well as comprehensive search and business reporting capabilities across multiple accounts, household, branch or rep ID.

Event Notification & Alerts

Real-time event dashboards and messaging center which enables advisors to receive and respond to critical event-generated and ad-hoc alerts in a single, actionable and auditable Inbox

Online Document Delivery

Secure, electronic delivery and management of trade confirms, statements and 1099s.

Portfolio Rebalancing

Automated, real-time portfolio rebalancing that allows financial advisors to streamline the process of rebalancing and trading their clients' accounts, ensuring accounts are automatically aligned with its firm and/or advisor-defined model and asset allocation target.

Research & Market Data

Integrated access to premium research & real-time market information that advisors need to stay current on the latest market movements.